Our client is a rapidly growing private equity firm based in London, UK. They are looking for a regulatory specialist at a high level to advise them on their European distribution plans across Europe and beyond.
Reporting to the Chief Operating Officer, the successful candidate will advise the fund on what they can and cannot do and how to structure themselves to achieve their distribution objectives.
Key responsibilities for this position will include, but are not limited to:
Leading and driving the firm's regulatory distribution project
Advising the firm and assisting them in understanding the distribution and marketing implications in various jurisdictions
Liaising with local counsel to interpret regulation and communicating effectively back to the business
Providing advice and guidance on regulatory implications as well as solutions
Developing and maintaining effective relationships with various stakeholders across the business
Establishing and maintaining constructive and open dialogue with the appropriate local authorities
Preparing appropriate reports for senior management
Proven distribution compliance experience from the buy-side
Experience in Alternative Investment Asset Classes and fund structures
Private fund experience desirable but not essential
Experience with oversight of distribution compliance and governance an advantage
Confidence of being part of and interacting with other members of senior management across the organisation
Advance stakeholder management experience, including experience of dealing with regulators and other external bodies
Excellent organisatino and communication skills
Excellent attention to detail
For more information about this position, please get in touch with Jonathan Skerrett.
Phone: 020 7870 1019
Reference Code: 11376
Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance, financial crime, legal and cyber security recruitment, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.