Compliance jobs
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- Amsterdam
- Posted 9 days ago
Our client, a UK-based exchange, is currently seeking a Compliance Officer to join its Amsterdam office. Reporting into the Head of Compliance, the successful candidate will be joining the firm’s compliance team, which oversees multiple jurisdictions (UK, EU and APAC).
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- London | United Kingdom
- Posted 9 days ago
Our Client, a top tier hedge fund, seeks a markets trading floor advisory Compliance Officer to join their London Office.
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- London | United Kingdom
- Posted 9 days ago
Our client is a leading global investment bank. They seek a Compliance Advisory Manager to join their team in London. You will have responsibility for Compliance activities relating to the equities markets businesses.
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- London | United Kingdom
- Posted 10 days ago
Rutherford is partnered with a leading investment firm that specialise in credit. The firm are currently over $65bn AUM and have offices across EMEA and US. The firm are looking to hire a Compliance Manager in the London to support the growth of the firm.
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- London | United Kingdom
- Posted 11 days ago
Rutherford have been mandated on an exciting role for a Compliance Officer to join our hedge fund client's London office. The successful candidate will report to the EMEA Head of Compliance. This will be the first hire of the firm’s kind into their London team and presents a unique opportunity to join of the world’s leading hedge funds.
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- Edinburgh
- Posted 14 days ago
Our client, a leading asset manager, is seeking a high calibre compliance professional with a regulatory consultancy buyside background to go in-house and join their dynamic team in Edinburgh.
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- London | United Kingdom
- Posted 14 days ago
Our client, a leading global hedge fund, is currently seeking a Compliance Officer for its London offices. The business focuses on numerous macro asset classes such as commodities, FX and equities.
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- London | United Kingdom
- Posted 14 days ago
Our client, a global multi-strategy hedge fund with c. $25bn AuM, is looking for a Compliance Officer to join its London-based team. The successful candidate will be responsible of overseeing core aspects of central compliance functions within the firm.
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- United States | New York
- $90,000 - $120,000
- Posted 15 days ago
Rutherford are partnered with a global Private Equity firm headquartered in Greenwich with offices also in London. Founded almost 20 years ago, the firm invests in mid-market infrastructure investments and has deployed over $12bn across an array of transportation, digital and utility-related investments.
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- United States | New York
- $100,000 - $160,000
- Posted 16 days ago
Our client, a global leader in alternative Investment Management are in the market for a Compliance Associate in New York. The firm has over $50+bn in assets investing across private markets.
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- London | United Kingdom
- Posted 16 days ago
Our client, a leading regulatory platform based in the UK and in Europe which manages 20bn+ in assets, is currently seeking a Chief Compliance Officer for its London office.
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- London | United Kingdom
- Posted 17 days ago
Rutherford has been mandated on a fantastic opportunity for a Senior Compliance Officer to join our global hedge fund client’s London team, reporting into the Head of Legal of Compliance.
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- London | United Kingdom
- Posted 21 days ago
Our client, a global hedge fund, is currently seeking a compliance professional to join its London team. Reporting into the firm’s Head of Legal & Compliance, the successful candidate will be providing ongoing assistance to the compliance and legal team, ensuring that the business operates in accordance to regulatory requirements.
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- United States | New York
- $200,000 - $240,000
- Posted 21 days ago
Our client, a c. $15bn AuM multi-strategy hedge fund, is looking for a Senior Compliance Officer for its New York City office. The firm operates both in the UK and in the US.
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- United States | New York
- $220,000 - $275,000
- Posted 21 days ago
Our client, a leading mid-market private equity firm, is looking for its first compliance hire in the United States. The firm currently manages c. £12bn of assets.
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- United States | New York
- $95,000 - $115,000
- Posted 22 days ago
Rutherford is currently partnered with a full-service broker-dealer and investment banking company. As dependable Financial Advisors, they have established an unmatched reputation.
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- Copenhagen
- Posted 25 days ago
We are partnered with a leading asset manager that is looking for a Compliance Officer in their Copenhagen office.
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- Massachusetts | United States | New York | Boston
- $175,000 - $225,000
- Posted 25 days ago
Our client, a high frequency trading firm, is currently seeking a Compliance Officer to join its New York office. Reporting into the Head of Compliance, the successful candidate will be implementing the compliance programme, monitor the firm's activities and take part in the implementation and improvement of processes which will enable the firm to meet regulatory requirements.
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- Los Angeles
- $95,000 - $110,000
- Posted 25 days ago
Our client, a global investment management firm with offices across the globe, is currently seeking a Compliance Associate to join their Los Angeles office.
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- United States | New York
- $95,000 - $110,000
- Posted 25 days ago
Our client, a global investment management firm with offices across the globe, is currently seeking a Compliance Associate to join their New York office.
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- London | United Kingdom
- Posted 25 days ago
Our client, a boutique asset manager, is currently seeking a Head of Compliance for its London office. The successful candidate will be leading, developing and managing the firm’s Compliance function.
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- Hong Kong S.A.R
- Posted 25 days ago
Our client, an international global macro hedge fund, is seeking a Chief Compliance Officer to spearhead the build-out of their new office in China or Hong Kong.
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- San Francisco
- $160,000 - $190,000
- Posted 25 days ago
Our client, a leading hedge fund, is currently seeking a Compliance Officer based either in New York or San Francisco.
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- United States | New York
- $160,000 - $190,000
- Posted 25 days ago
Our client, a leading hedge fund, is currently seeking a Compliance Officer based either in New York or San Francisco.
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- London | United Kingdom
- Posted 25 days ago
A leading alternative investment manager is looking to hire a Compliance Officer into their advisory compliance team. The Compliance Officer will act as the deputy in the team and lead on upcoming regulatory projects in addition to providing real time regulatory advice to the business and investment teams.
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- London | United Kingdom
- Posted 25 days ago
Our client, a macro hedge fund, is seeking a Compliance Analyst to join their Compliance department in London on a permanent basis. The role is generalist, and the successful candidate will be undertaking monitoring in accordance with the compliance monitoring programme.
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- London | United Kingdom
- Posted 25 days ago
Our client, one of the world's leading buy-side firms, is currently looking for a Regulatory Reporting Officer on an interim basis. The role will see to manage reporting requirements on a daily basis and provide guidance to the firm on how they can effectively design their controls for upcoming regulatory changes. Notably EMIR Refit.
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- Dubai
- Posted 28 days ago
Our client, a high-growth e-money fintech, is currently seeking a Senior Regulatory Compliance Executive for its Dubai office.
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- London | United Kingdom
- Posted 28 days ago
Our client, a high-growth e-money fintech, is currently seeking an Internal Auditor (Regulatory) for its new London office.
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- London | United Kingdom
- Posted 28 days ago
Our client, a high-growth e-money fintech, is currently seeking a Senior Regulatory Compliance Executive for its new London office.