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Senior Regulatory Analyst

  • Location:

    City of London

  • Sector:

    Compliance

  • Job type:

    Permanent

  • Salary:

    45000

  • Contact:

    Georgina Housden

  • Contact email:

    georgina@rutherfordsearch.com

  • Contact phone:

    02037780856

  • Job ref:

    HOG11175_2

  • Published:

    6 days ago

  • Expiry date:

    2021-07-08

​Our Client

Our client, a leading law firm are growing their new regulatory consulting arm and have a key vacancy for a Senior Regulatory Analyst to join the business. This role directly supports the Director and Partner in providing exceptional regulatory advice to clients in financial services, including insurers, consumer lending firms, payment firms, banks, fund managers, asset managers and wealth managers. Expertise spans across regulatory change, conduct, assurance, governance and board effectiveness reviews, s166 reviews and redress and remediation.


This is a really exciting time to join the practice as they are at early stages of their development which will entail a huge amount of influence, autonomy and exposure to a wide range of clients.

Main Duties

Your main role and responsibilities will include:

  • Supporting on a wide range of regulatory projects

  • Providing high quality regulatory advice

  • Keeping abreast of regulatory changes and the impact on clients

  • Market research and attending client events

  • Developing a strong internal and external network

  • Achievement of individual and team targets

  • Developing training materials

Requirements

  • 2+ years compliance experience in financial services, legal practice or consultancy

  • Willingness to learn governance and conduct issues in relation to insurance, funds, banking, wealth management, asset management, payments etc

  • Good understanding of the FCA handbook and the legislative and regulatory environment

  • Ability to work on a variety of projects

  • Strong communication and interpersonal skills

  • Analytical and technical


Salary: circa £45,000 + an excellent benefits package. There is also considerable flexibility with only 2 days required in the London office.


For more information about this position, please get in touch with Georgina Housden.
Email: georgina@rutherfordsearch.com
Phone: 020 3778 0856


About Rutherford

Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully-curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance agency in London for a decade and are excited about bringing our expanded offering into the technology area.


Remote Working
We are currently looking for regionally-located Compliance and Legal professionals from across the United Kingdom who would be interested in working for London firms on an interim working from home basis: Kent, East Sussex, Cambridgeshire, Suffolk, Bedfordshire, Buckinghamshire, Hertfordshire, Oxfordshire, Berkshire, Wiltshire, Surrey or Hampshire.


We are also interested in hearing from candidates in Manchester, Birmingham, Oxford, Winchester and Salisbury.