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Regulatory Reporting Officer (Contract)

  • Location:

    London

  • Sector:

    Compliance

  • Job type:

    Interim

  • Contact:

    Oisin O'Regan Doherty

  • Contact email:

    oisin@rutherfordsearch.com

  • Contact phone:

    020 3778 0309

  • Job ref:

    ORO11727

  • Published:

    2 months ago

  • Expiry date:

    2023-01-02

​Our Client

Our client, one of the world's leading buy-side firms, is currently looking for a Regulatory Reporting Officer on an interim basis. The role will see to manage reporting requirements on a daily basis and provide guidance to the firm on how they can effectively design their controls for upcoming regulatory changes. Notably EMIR Refit.

Main Duties

Key responsibilities for this position will include, but are not limited to:

  • Fully understand the Regulatory Transaction Reporting regimes/requirements and ensure the business is compliant with EMIR Refit.

  • Advise the business on the upcoming requirements and how they can adjust controls to ensure they are compliant

  • Perform daily BAU reporting/controls and processes to ensure transactions are reported completely, accurately and on time.

  • Provide guidance to the Head of Compliance on how controls and framework can be effectively set up for the changing regulatory landscape.

Your Profile

  • At least 7 years’ experience in a Regulatory Transaction Reporting team. Experience in either a leading investment bank, asset manager or hedge fund preferred.

  • Strong understanding of EMIR and SFTR regulations required.

For more information about this position, please get in touch with Oisin O'Regan Doherty.
Email: oisin@rutherfordsearch.com
Phone: 020 3778 0309
Reference Code: 11582

About Rutherford
Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks, and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.