Our client, a global financial group, is currently looking for an Onboarding Assistant to join its London office. The firm offers a wide range of custom services to its renowned clients, spanning across banking, investment management and securities.
The successful candidate will report into the Head of Onboarding.
Responsibilities will include, but are not limited to:
Oversee the onboarding and KYC of new customers
Review the due diligence for new and current clients whilst ensuring compliance with AML and other requirements
Perform risk assessments and apply the appropriate level of due diligence
Identify risks at the beginning of any new client relationship and monitor those risks on an ongoing basis
Oversee Adverse Media, PEPs and Sanctions check for all new client relationships and perform ongoing monitoring
Ongoing maintenance of client and account due diligence and AML records
Provide assistance and support to the compliance team with special tasks such as drafting procedures and data collection for regulators
Sound knowledge of regulatory AML
Track record in analysing complex structures to determine risk exposure and applicable due diligence and/or AML requirements
Experience in KYC/AML client onboarding, ideally within a position of dealing with complex structures such as hedge funds or high net worth individuals
Salary: £40K-£55K depending on experience + bonus
For more information about this position, please get in touch with Alexia Brodie Cooper.
Phone: 0207 183 0070
Reference code: ABC11276
Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance, financial crime, legal and cyber security recruitment, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.