A global asset manager is looking for a specialist Marketing Compliance Officer in their team. The individual will sit in a small team and advise the business on sales, marketing and distribution efforts. This firm manage around circa £500bn of assets on behalf of clients and have offices across the globe.
This is a permanent role based in the City of London.
The Marketing Compliance Officer will provide advice to investment teams on marketing and sales materials, including financial promotions
Advise on cross border rules including product/ passport registrations
Review new distribution arrangements
Deliver training as needed to internal teams
Work with internal stakeholders to support initiatives, including fund launches and associated issues
Collaborate with global colleagues on a consistent policy approach
Provide guidance on the development and marketing of new products and services
3+ years of legal or compliance experience in investment management
Experience in applying financial promotion requirements
Knowledge of cross-border marketing rules in EMEA
Language skills highly desirable
Benefits include physical, emotional and financial support initiatives and insurance cover for employees.
Our Commitment to Equality
Rutherford recognises that discrimination and victimisation is unacceptable and that it is in the interests of the Company and its employees to utilise the skills of the total workforce. It is the aim of the Company to ensure that no job applicant receives less favourable facilities or treatment (either directly or indirectly) in recruitment or employment on grounds of age, disability, gender/gender reassignment, marriage/civil partnership, pregnancy/maternity, race, religion or belief, sex, or sexual orientation (the protected characteristics). Our aim is that candidates will be truly representative of all sections of society and each candidate feels respected and able to give of their best. All candidates, whether part-time, full-time or temporary, will be treated fairly and with respect. Selection of candidates will be based on aptitude and ability.
Rutherford is a boutique search firm that specialises in legal, financial crime and compliance recruitment within the financial services and legal sector, with London and New York being the main focus. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms and investment banks.
We are currently looking for regionally-located Compliance Officers from the following areas who would be interested in working for London firms on an interim WFH basis:
Kent, East Sussex, Essex, Cambridgeshire, Suffolk, Bedfordshire, Buckinghamshire, Hertfordshire, Oxfordshire, Berkshire, Wiltshire, Surrey or Hampshire. We are also interested in hearing from candidates in Manchester, Birmingham, Oxford, Winchester and Salisbury.