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Investment Compliance Analyst

  • Location:


  • Sector:


  • Job type:


  • Contact:

    Jack Merriott

  • Contact email:

  • Contact phone:

    020 3778 0846

  • Job ref:


  • Published:

    13 days ago

  • Expiry date:


​Our Client

Our client, a leading buy-side asset manager, is looking for an Investment Compliance professional to join their team and assist with the creation and maintenance of investment restrictions.

The team also advises traders and portfolio managers on trading decisions, establishes investment guidelines with clients and supports the investment risk team's management of risks. The ideal candidate will be familiar with Python within the financial services.

Main Duties

Key responsibilities for this position will include, but are not limited to:

  • Manage and create pre and post trade alerts.

  • Review and update existing alerts.

  • Report on new mandates and regulatory limits within the system.

  • Monitor investment risks by collaborating with fund managers and the risk team.​

Your Profile

  • Python experienced, ideally within the investment management world.

  • 1-5 years experience.

  • Good knowledge of investment strategies a p​​lus

For more information about this position, please get in touch with Georgina Housden.
Phone: 020 3778 1252
Reference Code: 11512

About Rutherford
Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully-curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance agency in London for a decade and are excited about bringing our expanded offering into the technology area.