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Fund Management Advisory

  • Location:

    City of London

  • Sector:

    Compliance

  • Job type:

    Contract

  • Contact:

    Alexia Brodie Cooper

  • Contact email:

    alexia@rutherfordsearch.com

  • Contact phone:

    0207 183 0070

  • Job ref:

    ABC11235

  • Published:

    4 days ago

  • Duration:

    12 months

  • Expiry date:

    2021-07-09

​Our Client

Our client, a leading institutional asset manager, is currently seeking an individual for a 12-month fixed term contract (FTC) in Fund Management Advisory. The successful candidate will be joining the Legal and Compliance team located in London, UK. The role presents a fantastic opportunity to join an already existing team of compliance and legal professionals which provides advice to the various business divisions of the firm.

The successful candidate will be asked to support and work closely with the designated person for regulatory compliance in Ireland, UK.

Main Duties

  • Provide advice on the design of compliance controls, policies and procedures

  • Support and tangibly contribute to the creation of reporting tools for senior management and board members

  • Advise on regulations and how they apply to the firm's policies and new business initiatives

  • Represent the compliance function on business initiatives and projects

  • Own the design and delivery of compliance training to members of staff

  • Enhance the compliance environment through the use of relevant technology

Your Profile

  • A minimum of 7 years' relevant experience within asset management

  • Demonstrable expertise in regulation in relation to the funds industry

  • Broad advisory experience across multiple jurisdictions would be an advantage, though not essential

  • Track record in advising and influencing key stakeholders

  • Experience in managing and handling regulatory relationships would be beneficial, though not essential

For more information about this position, please get in touch with Alexia Brodie Cooper.
Email: alexia@rutherfordsearch.com
Phone: 0207 183 0070

About Rutherford

Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.

Remote Working

We are currently looking for regionally-located Compliance professionals from the following areas who would be interested in working for London firms on an interim working from home basis: Kent, East Sussex, Essex, Cambridgeshire, Suffolk, Bedfordshire, Buckinghamshire, Hertfordshire, Oxfordshire, Berkshire, Wiltshire, Surrey or Hampshire.


We are also interested in hearing from candidates in Manchester, Birmingham, Oxford, Winchester and Salisbury.