Our client, a renowned multi-strategy asset manage with c.$40bn in AuM, is currently looking for a Compliance Officer for its London office. The successful appointee will be joining the Compliance department, which manages the daily compliance obligations of the European business and supports the Global Compliance Program.
This role presents a fantastic opportunity to join a global and well-established firm in a generalist compliance role.
Key responsibilities for this position will include, but are not limited to:
Provide compliance advice to the business when it comes to regulatory and policy issues
Spearhead trade-based monitoring and provide advice regarding allocations, best executions and other matters in relation to regulatory trade
Provide assistance on regulatory reporting
Support the Compliance team with Control Room requirements
Draft and update internal policies - all in line with regulatory updates
Monitoring of Code of Ethics as well as gifts and entertainment records
Provide general support to the Global Compliance Program
5+ years of experience in compliance, preferably within a renowned investment bank or a hedge fund
Strong track record with European markets. Experience with Asian markets would also be an advantage
Sound monitoring experience
Technical expertise with Excel and Bloomberg also an advantage
For more information about this position, please get in touch with Jackson Baker.
Phone: 020 7870 7409
Reference Code: 11274
Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance, financial crime, legal and cyber security recruitment, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.