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Compliance Officer

  • Location:

    New York City

  • Sector:

    Compliance

  • Job type:

    Permanent

  • Contact:

    Jackson Baker

  • Contact email:

    jackson@rutherfordsearch.com

  • Contact phone:

    0207 870 7409

  • Job ref:

    BAJ058

  • Published:

    29 days ago

  • Expiry date:

    2021-04-11

​Our Client

An equity-focused hedge fund is looking for a standalone Compliance Officer based in New York. The role will primarily focus on US compliance matters, although the role will provide support across the global team.

Key Duties

  • Developing the firm's compliance policies and procedures

  • Supporting the Global CCO on global compliance matters, including coverage across EMEA

  • Conducting the firm’s annual compliance review

  • Assisting with the submission of regulatory filings

  • Advising the wider stakeholders on cross border regulatory matters and assisting with marketing material reviews

  • Update the compliance program and code of ethics

Your Profile

  • Circa 3 – 5+ years compliance/legal experience

  • Asset management background preferred

About Rutherford

Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance, financial crime, legal and cyber security recruitment, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.