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Compliance Manager

  • Location:

    London

  • Sector:

    Compliance

  • Contact:

    Jackson Baker

  • Contact email:

    jackson@rutherfordsearch.com

  • Contact phone:

    020 3778 0771

  • Job ref:

    BAJ_001

  • Published:

    10 months ago

  • Expiry date:

    2023-10-18

​Our Client

Rutherford is partnered with a leading investment firm that specialise in credit. The firm are currently over $65bn AUM and have offices across EMEA and US. The firm are looking to hire a Compliance Manager in the London to support the growth of the firm.

Main Duties

Key responsibilities for this position will include, but are not limited to:

  • Provide regulatory advice to investment desks, senior management, and other stakeholders.

  • Point of contact for trade / investment related queries, including wall crossings, restricted lists, MNPI etc.

  • Review and develop the compliance monitoring program and compliance policies for the EMEA region.

  • Advise the firm on upcoming regulatory developments that will affect the firm.

  • Assist with code of ethics monitoring.

  • Provide compliance training to the wider business.

Your Profile

  • 5 – 8 years of compliance / regulatory experience, ideally covering credit.

  • Strong regulatory knowledge around EU and UK regulation

For more information about this position, please get in touch with Jackson Baker.
Email: jackson@rutherfordsearch.com
Phone: 020 3778 0771
ReferenceCode: BAJ_001

About Rutherford
Rutherford is a boutique search firm located in London. Our consultants are executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.