Our client, a highly regarded sovereign wealth fund, are currently seeking a Compliance Manager to join their London Compliance team.
This role will have strong exposure to senior management and be the key point for contact for all investment and transactional related compliance queries.
Key responsibilities for this position will include, but are not limited to:
Ensuring that all critical aspects throughout the investment process are compliant with regulatory and internal requirements
Identifying and managing compliance risk in activities in relation to investment
Assessing internal policies from an effectiveness and integrity standpoint
Managing the AML/KYC process during acquisition and post investment
Monitoring development in AML/KYC and sanctions and advising management accordingly
Spearheading FACTA/CRS as well as other regulatory reporting
Developing and implementing the compliance monitoring program
Actively maintaining and monitoring compliance with key policies
Keeping abreast of regulatory changes and developments as well as their impact on the business
Preparing compliance reports
5+ years of compliance experience - ideally within private markets
Previous experience with private market KYC/AML practice is desirable
Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.