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Compliance Manager

  • Location:

    City of London

  • Sector:

    Compliance

  • Job type:

    Permanent

  • Contact:

    Alexia Brodie Cooper

  • Contact email:

    alexia@rutherfordsearch.com

  • Contact phone:

    0207 183 0070

  • Job ref:

    ABC11115_2

  • Published:

    about 1 month ago

  • Expiry date:

    2021-07-21

​Our Client

Our client, a leading UK infrastructure asset manager, is currently looking to hire a Compliance Manager for its London office. The successful candidate will manage a vast range of compliance matters for the firm. The role will report into the business' Compliance Officer. This role presents an amazing opportunity to join a growing business at a key stage in its development.

Key Duties

Responsibilities will include, but are not limited to:

  • Leading and conducting KYC checks

  • Undertaking reviews and monitoring activities as set out in the CMP

  • Ongoing monitoring of regulatory developments and advising the Compliance Officer on necessary adjustments

  • Providing regulatory support to the firm's US and European offices, if necessary

  • Maintaining and developing the business' Compliance Manual

  • Spearheading, with the Compliance Officer, all Compliance training to members of staff

Your Profile

  • A minimum of 3 years of experience in compliance in the UK

  • Educated to a degree level from a top university

  • A solid track record within compliance, gained within financial services and/or compliance consultancy

  • Previous experience with AML and KYC checks desirable, though not essential

  • Sound knowledge of FCA and relevant ESMA regulations

  • Previous experience with US regulatory framework desirable, though not essential

  • Experience in developing and monitoring compliance monitoring programmes

About Rutherford

Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.

Remote Working

We are currently looking for regionally-located Compliance professionals from the following areas who would be interested in working for London firms on an interim working from home basis: Kent, East Sussex, Essex, Cambridgeshire, Suffolk, Bedfordshire, Buckinghamshire, Hertfordshire, Oxfordshire, Berkshire, Wiltshire, Surrey or Hampshire.


We are also interested in hearing from candidates in Manchester, Birmingham, Oxford, Winchester and Salisbury.