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Compliance Associate

  • Location:

    City of London

  • Sector:

    Compliance

  • Job type:

    Permanent

  • Contact:

    Georgina Housden

  • Contact email:

    georgina@rutherfordsearch.com

  • Contact phone:

    02037780856

  • Job ref:

    HOG11252_2

  • Published:

    10 days ago

  • Expiry date:

    2021-08-19

​Our Client

​Our client, a boutique financial services regulatory consultancy, is looking for a motivated regulatory Associate with strong wealth management/ private banking experience. This will sit within the Conduct & Control team which is focused on helping clients ensure they receive timely and salient regulatory advice in a rapidly evolving space.

This is an exciting opportunity to support and lead the growth of a well-established practice as they expand their offering.

Your Profile

Candidates should have experience or knowledge in some or all of the following areas:

  • 2+ years of compliance, specifically advisory/regulatory change experience within a regulated environment

  • Strong academic background

  • Good depth and breadth of knowledge across wealth management/private banking

  • Experience gained at a financial institution, legal practice, regulators or consultancy

  • Deep understanding of the FCA's policies and procedures

  • Report writing and strong communication skills

Experience or knowledge in the following areas represent an advantage:

  • Authorisations

  • Drafting policies and procedures

  • Regulatory reviews

  • Project work

  • Assisting in training

  • Client meetings

  • Broader sector knowledge (may need to assist wider teams on a broad range of regulatory matters)

What the Client Offers

This role offers a highly competitive starting salary, ongoing learning and development plan, annual leave package and flexible working arrangements. The diversity of their client base exposes you to varied and interesting industries, facilitates the opportunity to learn new skills and specialise in specific technologies, ultimately growing your skill set and enriching your career. The culture of the firm is entrepreneurial and collegiate and allows client engagement at all levels.


For more information about this position, please get in touch with Georgina Housden.
Email: georgina@rutherfordsearch.com
Phone: 02037780856


About Rutherford

Rutherford is a boutique search firm located in London and New York. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.