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Compliance Analyst

  • Location:

    City of London

  • Sector:

    Compliance

  • Job type:

    Permanent.

  • Contact:

    Tevia Kretzmer

  • Contact email:

    tevia@rutherfordsearch.com

  • Contact phone:

    02037780852

  • Job ref:

    KRT042

  • Published:

    about 3 years ago

  • Expiry date:

    2021-03-25

​Our Client

Our client is a leading British Hedge Fund with c. $15bn in AuM. Based in the heart of London, the firm is now looking for an individual to join their dynamic compliance team.


This role is a great opportunity for the successful candidate to gain exposure to core compliance duties and further their development within compliance. The candidate will join an engaging environment and will need to be able to display a great interest in compliance.

Duties

  • Undertaking routine daily and compliance monitoring tasks

  • PA Dealing

  • Reviewing presentations and marketing materials

  • Completing daily checks

  • Supporting short-selling and long-selling position disclosures

  • Company filings

Your Profile

  • Educated to degree level

  • Previous internship experience in compliance within investment management would be preferred but is not essential

  • Good interpersonal and communication skills are essential

  • Strong attention to detail

  • Responsive and collegial

  • An ability to handle multiple projects efficiently

Due to the high volume of applications, if you haven't heard back from the Rutherford team on this role, unfortunately your application has been unsuccessful. If your profile matches any of our other opportunities, one of our consultants will be in touch.

About Rutherford

Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.

Remote Working

We are currently looking for regionally-located compliance specialists from the following areas who would be interested in working for London firms on an interim WFH basis: Kent, East Sussex, Essex, Cambridgeshire, Suffolk, Bedfordshire, Buckinghamshire, Hertfordshire, Oxfordshire, Berkshire, Wiltshire, Surrey or Hampshire.

We are also interested in hearing from candidates in Manchester, Birmingham, Oxford, Winchester and Salisbury.