Compliance Officer jobs in Manchester

​Because of the nature of the work, compliance officers traditionally come from a legal or finance background, with associated degrees. The sector is getting increasingly competitive, as being a compliance officer is seen as an attractive career, but individuals in compliance can still hail from diverse backgrounds as regulatory departments are more and more seeking complimentary technology and data skills.

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Being a compliance officer can be a demanding job and it can be tough to keep on top of regulatory or legal changes in the financial services sector. The ability to stay on top of things and to manage people well are hallmarks of a good compliance officer. They need to be there for the front office staff, but also for the C-Suite, especially when operating as a Chief Compliance Officer, General Counsel or Chief Operating Officer.

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Main Key Duties

While a Compliance Officer’s key duties might change from one type of firm to another, its core responsibilities will usually include, but not be limited to, the following:

• Fostering an ethical culture at the firm

• Avoiding fines and other penalties from the regulating body (FCA in the UK, SEC in the US)

• Creating, monitoring and reporting on internal policies and processes: IT, Strategy, OH&S (Occupational, Health & Safety), KYC (Know Your Customer), PEP (Politically Exposed Person) and Sanctions

• Legal research and anticipating future changes

• Leveraging future changes in regulation

• Reviewing marketing material and disclaimers

• Training sessions to staff

• Answering “can we do X?” questions from the C-Suite and front office

• Conducting internal audits

• Assisting with disciplinary proceedings

• Reporting to the regulator

• Making sure that advice considers business objectives

• Prepare and file regulatory reports with the FCA

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Main Required Skills

• Broader Business Acumen (Product & Technology knowledge)

• Interpersonal skills and communication

• Problem solving

• Attention to detail

• Niche candidates and subject matter experts

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Manchester

Manchester is known as one of the UK's main cities: beside London, the Greater Manchester area is the country's biggest centre for the financial and professional services sector, with 324,000 Manchester staff and generating £16.2 billion of GVA annually.

The city is notable for many things: its beautiful architecture, which ranges from Victorian inspiration to contemporary styles, its famous sports clubs and even its scientific output. After all, it was at the University of Manchester that Ernest Rutherford first split the atom, in 1917 precisely!

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Getting around

Visiting Manchester and commuting to work is very easy once you are in the city. Its city centre is known to be quite compact: if you happen to live nearby, walking might be your best option to get around. But if you happen to live a little further away, you can either take the bus, the tram, the train, and so on. Make sure to download a travelling app like Google Maps or Citymapper on your phone to get route suggestions in real time.