Compliance Officer jobs in Europe
Because of the nature of the work, compliance officers traditionally come from a legal or finance background, with associated degrees. The sector is getting increasingly competitive, as being a compliance officer is seen as an attractive career, but individuals in compliance can still hail from diverse backgrounds as regulatory departments are more and more seeking complimentary technology and data skills.
Being a compliance officer can be a demanding job and it can be tough to keep on top of regulatory or legal changes in the financial services sector. The ability to stay on top of things and to manage people well are hallmarks of a good compliance officer. They need to be there for the front office staff, but also for the C-Suite, especially when operating as a Chief Compliance Officer, General Counsel or Chief Operating Officer.
Main Key Duties
While a Compliance Officer’s key duties might change from one type of firm to another, its core responsibilities will usually include, but not be limited to, the following:
Fostering an ethical culture at the firm
Avoiding fines and other penalties from the regulating body (FCA in the UK, SEC in the US)
Creating, monitoring and reporting on internal policies and processes: IT, Strategy, OH&S (Occupational, Health & Safety), KYC (Know Your Customer), PEP (Politically Exposed Person) and Sanctions
Legal research and anticipating future changes
Leveraging future changes in regulation
Reviewing marketing material and disclaimers
Training sessions to staff
Answering “can we do X?” questions from the C-Suite and front office
Conducting internal audits
Assisting with disciplinary proceedings
Reporting to the regulator
Making sure that advice considers business objectives
Prepare and file regulatory reports with the FCA
Main Required Skills
Broader Business Acumen (Product & Technology knowledge)
Interpersonal skills and communication
Problem solving
Attention to detail
Niche candidates and subject matter experts
Europe
Mainland Europe is a large peninsula comprised of 44 sovereign states, such as Denmark, Switzerland, Poland and Greece to name a few. For centuries, Europe has had a rich agricultural and industrial diversity, resulting in the continent becoming the centre of trade and commerce.
Europe is home to some of the most famous cities in the world: London, Madrid, Rome, Vienna, Stockholm. Each city projects its own culture and vibrancy – offering tons in tourist activities and travel opportunities.
Getting around
Traveling and getting around Europe is easy for anyone, thanks to its extensive and efficient public transport system, which allows you to go anywhere within the continent. Europe is the second smallest continent on the globe, making journey times between countries, cities, and towns reasonable: for example, getting from Milan to Berlin is a 1hr 15min journey if you decide to take a flight.
In major cities like Paris or Amsterdam, you will also find an extensive public transport system, which includes the bus, tube, train, boats, and other alternatives. Getting from one point to another is extremely easy, especially if you have a traveling application like Citymapper or Google Maps on your phone to help you find the fastest - or cheapest! - journey.
Latest jobs in Compliance
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5 days ago
Compliance Manager
London
Our ClientOur client, a leading Real Estate Investment Management firm, are looking for an experienced Compliance Officer to join as a C...
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5 days ago
Manager - Regulatory Consultant
London
£70,000
Our ClientOur client, a leading law firm, is currently growing its new regulatory consulting arm and now has a key vacancy for a dynamic...
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19 days ago
Generalist Compliance Associate
London
Our ClientOur client, a leading mid-market Private Equity firm are looking for a generalist Compliance Associate to join their London...
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21 days ago
Generalist Compliance Analyst
London
Our ClientOur client, a boutique asset management firm, are looking for a Generalist Compliance Analyst on an initial one year contract ...
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27 days ago
Compliance Associate
City of London
Our ClientOur client, an established financial services regulatory consultancy, is looking for a motivated Compliance Associate with a s...