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Senior Compliance Officer

  • Location:

    City of London

  • Sector:

    Compliance

  • Job type:

    Permanent

  • Salary:

    £60,000

  • Contact:

    Georgina Housden

  • Contact email:

    georgina@rutherfordsearch.com

  • Contact phone:

    020 3778 0846

  • Job ref:

    HOG11236_5

  • Published:

    19 days ago

  • Expiry date:

    2021-10-28

​Our Client

Our client, a fintech in the heart of the City of London, is looking for a Senior Compliance Officer to join a growing dynamic team and assist with the launch of a new product.

Main Duties

  • Ensuring the firm's compliance with regulatory requirements and internal policies and procedures

  • Providing technical advice in relation to SME debt financing and payment services

  • Keeping abreast of regulatory changes

  • Supporting the Compliance Monitoring Plan

  • Regulatory reporting

  • Liaising with the FCA

  • Compliance training

Your Profile

  • 4+ years of regulatory compliance experience, ideally within e-money/payments/retail banking

  • Strong internal and stakeholder management

  • Desirable to have experience of e-money and MiFID investment licenses

  • Drive to work in fast-paced environment

Salary: £55,000 - £70,000 depending on experience + bonus + excellent work life balance

For more information about this position please get in touch with Georgina Housden.
Email: georgina@rutherfordsearch.com
Phone: 020 3778 0846
Reference Code: 11236


About Rutherford

Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.