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Risk and Compliance Analyst

  • Location:

    City of London

  • Sector:


  • Job type:


  • Contact:

    Alexia Brodie Cooper

  • Contact email:

  • Contact phone:

    020 7183 0070

  • Job ref:


  • Published:

    12 days ago

  • Expiry date:


​Our Client

Our client is a FTSE250 listed company which provides information services to financial services firms across the globe.

The business is now looking for a Risk & Compliance Analyst for its London office. The Risk & Compliance Analyst will provide support in duties that ensure the division meets its set risk appetites, is compliant with regulations and reports on necessary risk areas.

Reporting into the Head of Risk and Compliance, the successful candidate's purpose will be to provide critical support to the Risk and Compliance department for the firm's professional and financial services function.

Main Duties

Key responsibilities will include, but are not limited to:

  • Gathering information and KPIs used for the division's risk reporting

  • Providing support in ensuring that policies and procedures are well communicated and understood by members of staff within the division

  • Supporting the building and maintenance of a strong risk culture

  • Guiding and supporting peers within the division on basic risk and compliance queries

  • Providing support in the identification of key risks and emerging risks which arise from business units

  • Help with the reporting on the direction of risk within the department

  • Reviewing the division's business continuity cloud and disaster recovery arrangements

  • Ongoing monitoring of new policies and procedures and ensuring that they are applied across the division

  • Providing support with the management of sanctions screenings for new and renewed business across the department

  • Supporting the department with data management and regulatory requirements

  • Monitoring and maintaining the G&E register for the division

  • Monitoring and maintaining the Events Risk Assessment register as well

Your Profile

  • 1-3 years' experience in a similar role, preferably in a similar industry

  • Experience in reading, understanding and communicating risk and compliance policies

  • Proven track record in managing risk registers

  • Good understanding of risk frameworks and presentations

  • Experience with sanctions

  • Good knowledge of a variety of risk practices and processes and the ability to communicate broadly

  • Basic understanding of subscription, events and data business models for information services

For more information about this position, please get in touch with Alexia Brodie Cooper.
Phone: 020 7183 0070
Reference Code: 11325

About Rutherford

Rutherford is a boutique search firm located in London and New York. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.