Our client, a boutique asset manager, is currently seeking a Head of Compliance for its London office.
The successful candidate will be leading, developing and managing the firm’s Compliance function. This role presents a fantastic opportunity for a senior Compliance professional looking to step into a Head of Compliance position.
For the right candidate, the firm is willing to offer a 4-day week.
Key responsibilities for this position will include, but are not limited to:
Lead the business on regulatory compliance obligations
Advise the firm on legislative and regulatory changes and how they will impact activities
Oversee staff training programme
Automate and refine the firm’s internal processes, improving the compliance functions’ efficiency
Run the business’ internal audit programme
Conduct internal audits and connect with external auditors
Strong experience within a Compliance function at a senior level, ideally within private equity or for an asset management firm
Demonstrated knowledge of FCA and SEC regulations, as well as investment products
Knowledge of investment and operations processes
For more information about this position, please get in touch with Jonathan Skerrett.
Phone: 020 3778 0891
Reference Code: 11925
Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom, New York and China. We use our carefully-curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance agency in London for a decade and are excited about bringing our expanded offering into the technology area.