Our client is an insurance broker who are looking for a Group Compliance Manager to be a compliance leader and subject matter expert for all compliance matters. The office is based in Essex, but there is flexible working (e.g. 2 days in the office, 3 working from home).
Key responsibilities for this position will include, but are not limited to:
Maintaining a robust compliance framework
Implementing the compliance monitoring programme and producing the annual compliance report
Compliance monitoring reviews
Developing policies and procedures
Keeping abreast of regulatory changes
Providing advice and guidance to the business
Reporting to the Board, and analysing MI in relation to risk management, TCF, Conduct Risk
Liaison with the regulator where required
Ensuring the effectiveness of the three lines of defence model
Ad hoc projects
Strong generalist compliance experience at an insurance broker
Autonomous in decision making and the ability to be the go-to person for the business
Desire to want to manage/train as the compliance team develops
Excellent interpersonal and communication skills
Salary: circa £50,000 - £70,000 + benefits
For more information about this position, please get in touch with Georgina Housden.
Phone: 020 3778 0846
Reference Code: 11361
Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.