Our client, a leading European investment firm, is currently seeking a Compliance Officer for its London office.
The successful candidate will join a small compliance function and provide support to maintain the growth of the business. Reporting into the Head of Compliance, the Compliance Officer will provide assistance in the maintenance of the company's Compliance culture.
Key responsibilities for the role will include, but are not limited to:
Monitoring the business' regulatory responsibilities by maintaining the CMP
Leading all correspondence with regulators
Conducting KYC/AML refreshers on key clients of the firm
Working alongside external consultants to maintain effective processes
Managing and promoting a good compliance culture
Leading the relationship with AIFM and coordinating oversight
Conducting regulatory filings when necessary
Onboarding new clients and being responsible for AML/KYC processes
At least 4 years of experience in the sector
Educated to a degree level
Solid background and knowledge of industry standards
For more information about this position, please get in touch with Jack Merriott.
Phone: 020 3778 0309
Reference Code: 11366
Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.