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Compliance Officer

  • Location:

    New York

  • Sector:

    Compliance

  • Job type:

    Permanent

  • Contact:

    Jonathan Skerrett

  • Contact email:

    jonathan@rutherfordsearch.com

  • Contact phone:

    +44(0)207 870 1019

  • Job ref:

    SKJ1

  • Published:

    16 days ago

  • Expiry date:

    2022-02-06

​Our Client

Our client, a leading hedge fund, is looking for a Compliance Analyst to provide support to the firm's Compliance department. This is a fantastic opportunity to join a rapidly growing business with institutional backing and a proven track record in delivering a suite of financial services to a market-leading standard.

The successful candidate will be reporting into the Chief Compliance Officer, whilst also providing support to the General Counsel.

Main Duties

Key responsibilities for this position will include, but are not limited to:

  • Drafting compliance policies, marketing material review and approval, counterparty approvals ans reviewing regulatory documents

  • Compliance monitoring and oversight of the company's regulated activities against the FCA's requirements

  • Providing assistance with the monthly compliance MI collation and reporting to the Executive Committee

  • Providing cover as necessary for other members of the Compliance team

Your Profile

  • Educated to a degree level with excellent academic credentials

  • At least 5 years of experience in the compliance/legal sector, more specifically for an investment bank, a hedge fund or an asset manager

  • Knowledge of SEC requirements

  • Knowledge of a wide spectrum of products (e.g. fixed income, rate, equities, etc.)

For more information about this position, please get in touch with Jonathan Skerrett.
Email: jonathan@rutherfordsearch.com
Phone: +44(0)207 870 1019

About Rutherford

Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.