Our client, a leading hedge fund, is looking for a Compliance Analyst to provide support to the firm's Compliance department. This is a fantastic opportunity to join a rapidly growing business with institutional backing and a proven track record in delivering a suite of financial services to a market-leading standard.
The successful candidate will be reporting into the Chief Compliance Officer, whilst also providing support to the General Counsel.
Key responsibilities for this position will include, but are not limited to:
Drafting compliance policies, marketing material review and approval, counterparty approvals ans reviewing regulatory documents
Compliance monitoring and oversight of the company's regulated activities against the FCA's requirements
Providing assistance with the monthly compliance MI collation and reporting to the Executive Committee
Providing cover as necessary for other members of the Compliance team
Educated to a degree level with excellent academic credentials
At least 5 years of experience in the compliance/legal sector, more specifically for an investment bank, a hedge fund or an asset manager
Knowledge of SEC requirements
Knowledge of a wide spectrum of products (e.g. fixed income, rate, equities, etc.)
For more information about this position, please get in touch with Jonathan Skerrett.
Phone: +44(0)207 870 1019
Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.