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Compliance Officer

  • Location:

    Hong Kong

  • Sector:

    Compliance

  • Job type:

    Permanent

  • Contact:

    Jack Merriott

  • Contact email:

    jack@rutherfordsearch.com

  • Contact phone:

    020 3778 0309

  • Job ref:

    MEJ11346

  • Published:

    30 days ago

  • Expiry date:

    2021-12-07

​Our Client

Our client, a leading multi-strategy hedge fund, is looking for an experienced Compliance Officer to join the Hong Kong team. The role offers strong flexibility including remote working.

Main Duties

Key responsibilities for this position will include, but are not limited to:

  • Provide day-to-day compliance advisory support to the sales, trading and investment teams, with a focus on equities

  • Manage and improve existing compliance policies and controls

  • Conduct core compliance monitoring including establishing new systems to increase efficiencies within the compliance function

  • Provide compliance training to all stakeholders

  • Review and investigate trade alerts and product MI

  • Be the Compliance lead on surveillance, reporting and filings

Your Profile

  • 3-8 years of experience

  • SFC regulation experience

  • Equities trading knowledge


For more information about this position, please get in touch with Jack Merriott.
Email: jack@rutherfordsearch.com
Phone: 020 3778 0309
Reference Code: 11346

About Rutherford

Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.