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Compliance Officer

  • Location:

    City of London

  • Sector:


  • Job type:


  • Contact:

    Jack Merriott

  • Contact email:

  • Contact phone:

    020 3778 0846

  • Job ref:


  • Published:

    15 days ago

  • Expiry date:


​Our Client

Our client, a multi-strategy investment firm who are focussed on the digital assets space are searching for an exceptional Compliance Officer to join their London team. The role will support the company's European and Global function, reporting directly into the EMEA CCO and helping to sustain the expansion of the firm.

The role is based in the London office, currently operating a hybrid system of flexible working.

Main Duties

Key responsibilities for this position will include, but are not limited to:

  • Advising the business on investments, trades and regulatory updates

  • Trade surveillance and system testing

  • Maintenance and creation of policies and procedures, including global coordination

  • Management of regulatory filing

  • AML screening of clients and liaising with AML vendors

  • Periodic updating of AML policies and procedures, including the annual review of the compliance program itself

  • Coordinate new employee Compliance training and onboarding

  • Periodic reviews of the Compliance Monitoring Programme

Your Profile

  • 5+ years of experience in Compliance for an AIFM, Investment Firm, Bank or other regulated entity

  • Strong knowledge of UK regulations, with European and US familiarity being beneficial

  • Passion for digital assets

For more information about this position, please get in touch with Jack Merriott.
Phone: 020 3778 0846
Reference Code: 11540

About Rutherford
Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.