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Compliance Officer

  • Location:

    Singapore

  • Sector:

    Compliance

  • Job type:

    Permanent

  • Contact:

    Alexia Brodie Cooper

  • Contact email:

    alexia@rutherfordsearch.com

  • Contact phone:

    020 7183 0070

  • Job ref:

    ABC11449_3

  • Published:

    22 days ago

  • Expiry date:

    2022-06-04

​Our Client

Our client, a leading quantitative hedge fund, is currently looking for a Compliance Officer for their Singapore office. The successful candidate will be a key member of the Compliance team, supporting the firm's Chief Compliance Officer on several key duties.

The appointee will be providing regulatory advice to the business, administer the compliance oversight function, monitor all new regulatory updates and implement all necessary processes to meet regulatory standards.

Main Duties

Key responsibilities for this position will include, but are not limited to:

  • Coordinate the administration of the firm's Compliance Monitoring Program

  • Monitor trading and communication surveillance alongside the firm's global surveillance team

  • Be the main point of contact for the business when it comes to conduct compliance

  • Perform compliance training to members of staff

  • Monitor the regulatory horizons for requirements which will impact the business

  • Develop, draft and maintain processes and procedures documentation

  • Liaison with regulators and governments ​

Your Profile

  • Between 6-8 years of compliance experience

  • Previous experience in administering a Compliance Monitoring Program

  • Experience within building relationships with key stakeholders and senior management

  • Experience in a quant firm, bank, brokerage, proprietary trading or asste management firm within the compliance function is beneficial for this position

  • Knowledge and experience with electronic trading and compliance control framework

The salary on offer for this position is market-led.

For more information about this position, please get in touch with Alexia Brodie Cooper.
Email: alexia@rutherfordsearch.com
Phone: 020 7183 0070
Reference Code: 11449


About Rutherford

Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.