Our client, a leading payments fintech who are growing globally at an exponential rate, are looking for a Compliance Monitoring & Testing Manager to sit in the established UK team, based in the City of London.
Key responsibilities will include, but are not limited to:
Build a compliance monitoring plan (CMP)
Design testing control frameworks
Scoping reviews, control assessments and reporting on any findings
Assessing risk and communicating risk
Advising on regulatory requirements
Building relationships across the business
Keeping a healthy compliance culture
Ad hoc projects
A wealth of compliance experience within payments but also wealth management and investments experience is welcome
Compliance advisory or monitoring & testing experience is essential
Ideally worked within dynamic, fast-paced environment e.g. other fintechs/digital banks
Strong stakeholder management and ability to influence
Dynamic, approachable and personable
Salary: £70,000 - £90,000 + stock options + fantastic other benefits (level is also flexible for the right candidate)
Flexibility: 2 days working in the office, 3 days from home - but this is also flexible
For more information about this position, please get in touch with Georgina Housden.
Reference Code: 11290
Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.