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Compliance Manager (FTC)

  • Location:

    City of London

  • Sector:

    Compliance

  • Job type:

    Permanent

  • Contact:

    Jonathan Skerrett

  • Contact email:

    jonathan@rutherfordsearch.com

  • Contact phone:

    02078701019

  • Job ref:

    SKJ11142_3

  • Published:

    4 days ago

  • Duration:

    6-12 monhs

  • Expiry date:

    2021-07-10

​Our Client

Our client, a leading hedge fund based in Mayfair, is looking for a Compliance Manager to join its team in London. This is a Fixed Term Contract (FTC) of 6 to 12 months.

Key Duties

The role will include the following important responsibilities:

  • Provision of real time compliance advice to all areas of the business both on regulatory and policy issues

  • Supporting and enhancing all aspects of the monitoring programme

  • Trade based monitoring - allocations and reallocations, best execution, fund guidelines, broker/KYC/AML

  • Conflicts monitoring - restricted lists, grey lists, NDAs, intralinks access, gifts and entertainment records, soft commissions

  • Code of Ethics monitoring - PA dealing policy and records

  • Marketing monitoring - adherence to policy, pre-approval of presentations

  • Approved persons and training and competence

Your Profile

  • 4+ years of recent experience working in a compliance capacity at a hedge fund

  • Experience in advising a business on regulatory matters

  • Prior cover of the Compliance Monitoring Programme (CMP)

About Rutherford

Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully-curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance agency in London for a decade and are excited about bringing our expanded offering into the technology area.



​Remote Working

We are currently looking for regionally-located Compliance professionals from across the United Kingdom who would be interested in working for London firms on an interim working from home basis: Kent, East Sussex, Cambridgeshire, Suffolk, Bedfordshire, Buckinghamshire, Hertfordshire, Oxfordshire, Berkshire, Wiltshire, Surrey or Hampshire.

We are also interested in hearing from candidates in Manchester, Birmingham, Oxford, Winchester and Salisbury.