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Compliance Manager

  • Location:


  • Sector:


  • Job type:


  • Contact:

    Alexia Brodie Cooper

  • Contact email:

  • Contact phone:

    020 7183 0070

  • Job ref:


  • Published:

    17 days ago

  • Expiry date:


​Our Client

Our client, a leading European infrastructure asset manager, is currently looking for a Compliance Manager for its Dublin office. Reporting into the firm's Compliance officer, the successful candidate will be managing a vast array of compliance matters for the business.

Main Duties

Key responsibilities for this position will include, but are not limited to:

  • Leading and conducting KYC checks, as well as responding to KYC requests from counterparties

  • Undertaking the monitoring activity as well as reviews as laid out in the CMP

  • Keeping abreast of new regulations on the market and advising the Compliance Officer on their possible impact on the firm's activities

  • Providing compilance support to the firm's UK, US and European offices when required

  • Developing and maintaining the firm's compliance manual

  • Support the Compliance Officer on an ad hoc basis in delivering compliance training to members of staff

  • Maintaining the firm's Code of Ethics

  • Providing assistance with the review of financial promotions and maintaining a register of such promotions ​

Your Profile

  • A minimum of 5 years of compliance experience in Ireland, UK or other EU country

  • Educated to a degree level from a top university

  • Strong and proven track record in compliance, more specifically within financial services or at a compliance consultancy

  • Previous experience with AML and KYC checks is desirable for this position, though not essential

  • Strong knowledge of CBI and ESMA regulations that would be relevant to the business

  • Previous experience with US regulatory framework would be desirable, though not essential for this position

  • Experience with risk assessments, liquidity, ICAAPS, conflicts and compliance monitoring programs

For more information about this position, please get in touch with Alexia Brodie Cooper.
Phone: 020 7183 0070
Reference Code: 11396

About Rutherford
Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance, financial crime, legal and cyber security recruitment, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.