Our client, a leading European infrastructure asset manager, is currently looking for a Compliance Manager for its Dublin office. Reporting into the firm's Compliance officer, the successful candidate will be managing a vast array of compliance matters for the business.
Key responsibilities for this position will include, but are not limited to:
Leading and conducting KYC checks, as well as responding to KYC requests from counterparties
Undertaking the monitoring activity as well as reviews as laid out in the CMP
Keeping abreast of new regulations on the market and advising the Compliance Officer on their possible impact on the firm's activities
Providing compilance support to the firm's UK, US and European offices when required
Developing and maintaining the firm's compliance manual
Support the Compliance Officer on an ad hoc basis in delivering compliance training to members of staff
Maintaining the firm's Code of Ethics
Providing assistance with the review of financial promotions and maintaining a register of such promotions
A minimum of 5 years of compliance experience in Ireland, UK or other EU country
Educated to a degree level from a top university
Strong and proven track record in compliance, more specifically within financial services or at a compliance consultancy
Previous experience with AML and KYC checks is desirable for this position, though not essential
Strong knowledge of CBI and ESMA regulations that would be relevant to the business
Previous experience with US regulatory framework would be desirable, though not essential for this position
Experience with risk assessments, liquidity, ICAAPS, conflicts and compliance monitoring programs
For more information about this position, please get in touch with Alexia Brodie Cooper.
Phone: 020 7183 0070
Reference Code: 11396
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