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Compliance Analyst

  • Location:

    New York

  • Sector:

    Compliance

  • Job type:

    Permanent

  • Salary:

    $100,000 - $140,000

  • Contact:

    Lucy Phillips

  • Contact email:

    lucy@rutherfordsearch.com

  • Contact phone:

    +1 332 256 0130

  • Job ref:

    PHL36149

  • Published:

    about 1 month ago

  • Expiry date:

    2024-05-18

Our Client

Rutherford are partnered with a rapidly expanding global multi-strategy hedge fund ($55bn+ AuM) that are looking to hire into their NY compliance team. This opportunity will involve partnering closely with the wider business units including trading, operations and quant teams, offering compliance support on a broad range of matters. The current legal and compliance team is made up of some of the top industry professionals, ensuring the firm conducts it’s activity in adherence to the ever changing regulatory landscape.

Main Duties

Key responsibilities for this position will include, but are not limited to:

  • Providing regulatory advice to the investment and trading teams

  • Assist with researching new compliance rules and implementing policy updates

  • Design and develop compliance monitoring reports

  • Trade surveillance, monitoring and testing

  • Assist in regulatory reporting and filings, such as Form ADV, Form PF, and 13 Filings

  • Support the Chief Compliance Officer with compliance program initiatives

Your Profile

  • 1 - 3 years of previous compliance experience at a hedge fund or investment bank is essential

  • Strong understand of the US regulatory landscape

  • A strong analytical ability and experience manages numerous projects concurrently

  • Ability to work independently and excel in a high intensity environment

  • A bachelor’s degree or higher is required from a top tier university

Benefits

  • Competitive compensation commensurate with level of experience.

  • Comprehensive benefits package including medical, dental, vision, 401(k), insurance etc.

Basic salary range for this position is $100,000 - $140,000.

For more information about this position, please get in touch with Lucy Phillips.
Email: lucy@rutherfordsearch.com
Phone: +1 332 256 0130
Reference Code: 36149

About Rutherford
Rutherford is a boutique search firm located in London. Our consultants are specialists in compliance recruitment, and also in financial crime and legal, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing services across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.