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Compliance Advisory

  • Location:

    New York

  • Sector:


  • Job type:


  • Contact:

    Jonathan Skerrett

  • Contact email:

  • Contact phone:

    +44 (0)20 870 1019

  • Job ref:


  • Published:

    15 days ago

  • Expiry date:


​​Our Client

An exciting opportunity has arisen for a Compliance Advisory professional to join an investment and trading compliance team.

The successful candidate will focus on the firm's alternatives businesses, which include real estate, infrastructure and private equity. The role will also focus on providing advice and oversight in relation to all aspects of the business, including product.

Main Duties

Key responsibilities will include, but are not limited to:

  • Contributing to the team's provision of Compliance advisory support and oversight for the Alternatives businesses and Product Development

  • Liaising with portfolio managers and other investment staff

  • Advising and overseeing new product initiatives

  • Leading Compliance participation in Compliance or business-driven projects

  • Advising on an interpreting regulation in relation to investment decisions

Your Profile

  • A minimum of 7 years of experience in a control function within the asset management industry, ideally in the Compliance or Legal functions

  • Educated to a degree level

For more information about this position, please get in touch with Jonathan Skerrett.
Phone: +44 (0)207 870 1019

About Rutherford

Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.