An exciting opportunity has arisen for a Compliance Advisory professional to join an investment and trading compliance team.
The successful candidate will focus on the firm's alternatives businesses, which include real estate, infrastructure and private equity. The role will also focus on providing advice and oversight in relation to all aspects of the business, including product.
Key responsibilities will include, but are not limited to:
Contributing to the team's provision of Compliance advisory support and oversight for the Alternatives businesses and Product Development
Liaising with portfolio managers and other investment staff
Advising and overseeing new product initiatives
Leading Compliance participation in Compliance or business-driven projects
Advising on an interpreting regulation in relation to investment decisions
A minimum of 7 years of experience in a control function within the asset management industry, ideally in the Compliance or Legal functions
Educated to a degree level
For more information about this position, please get in touch with Jonathan Skerrett.
Phone: +44 (0)207 870 1019
Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.