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Senior Compliance Officer

  • Location:

    Hong Kong S.A.R

  • Sector:

    Compliance

  • Job type:

    Permanent

  • Contact:

    Lucy Phillips

  • Contact email:

    lucy@rutherfordsearch.com

  • Contact phone:

    +1 332 256 0130

  • Job ref:

    PHL36168

  • Published:

    10 days ago

  • Expiry date:

    2024-05-23

​Our Client

A global fund focusing on global macro strategies ($12bn+ AuM)is looking to introduce a Senior Compliance Officer into their Hong Kong team.

This individual will report in the CCO, partnering closely with senior management on the global compliance initiatives (UK/APAC).

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Main Duties

Key responsibilities for this position will include, but are not limited to:

  • Oversight of all compliance policies and procedures, implementing new complex frameworks

  • Regulatory reporting and filings (MAS, SFC, ASIC etc.)

  • Operate the core compliance program

  • Assist with trade & communications surveillance

  • Partner with the CCO on the development of compliance training programs

  • Assist with long/short daily filings

  • Oversee restricted list/wall crossing protocols

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Your Profile

  • At least 6+ years experience working for an investment manager, fund or trading firm

  • Strong knowledge of the APAC regulatory landscape

  • Trade surveillance experience

  • Detail-oriented with the ability to multitask and excellent organizational and project management skills

​

This is an opportunity to join an ambitious firm being led by individuals from some of the best funds, banking and trading environments globally. It promises excellent exposure and will suit an entrepreneurial and hard-working candidate who has the mindset to apply their skills across the range of advisory, assurance, policy, conduct and reporting aspects that a hedge fund is required to navigate.

​

For more information about this position, please get in touch with Lucy Phillips.
Email: lucy@rutherfordsearch.com
Phone: +1 332 256 0130
Reference Code: 36168

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About Rutherford
Rutherford is a boutique search firm located in London. Our consultants are specialists in compliance recruitment, and also in financial crime and legal, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing services across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.