Our client, a leading institutional asset manager, is currently seeking a VP – Fund Advisory Compliance to join its Legal & Compliance team in London, UK. The role presents a fantastic opportunity to join an already existing team of compliance and legal professionals which provides advice to the various business divisions of the firm.
As VP – Fund Advisory Compliance, you will be liaising with front-office in relation to the regulatory framework.
Duties will include, but are not limited to:
Provide advisory support on the coding framework of the firm’s EMEA fund ranges
Work on the firm’s projects and provide timely advice on compliance matters. This will include new product initiatives such as fund launches.
Liaising and managing third-party service providers
Coordinating compliance and regulator-driven projects which involve cross LOB collaboration.
Implement regulatory change regarding fund regulation
Reporting to senior management on compliance matters
A minimum of 5 years’ experience in financial services, with a focus on regulation. Buy side preferable, with good working knowledge of FCA and EU regulatory environments.
A university degree or equivalent, industry qualifications ideal
Knowledge of Luxembourg UCITS & AIFs advantageous – though UK and Irish UCITS also considered
Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.
We are currently looking for regionally-located compliance professionals from across the United Kingdom who would be interested in working for London firms on an interim WFH basis: Kent, East Sussex, Essex, Cambridgeshire, Suffolk, Bedfordshire, Buckinghamshire, Hertfordshire, Oxfordshire, Berkshire, Wiltshire, Surrey or Hampshire.
We are also interested in hearing from candidates in Manchester, Birmingham, Oxford, Winchester and Salisbury.