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VP - Compliance Advisory

  • Location:

    City of London

  • Sector:

    Compliance

  • Job type:

    Permanent

  • Contact:

    Tevia Kretzmer

  • Contact email:

    tevia@rutherfordsearch.com

  • Contact phone:

    02037780852

  • Job ref:

    KRT052

  • Published:

    14 days ago

  • Expiry date:

    2021-05-07

​Our Client

Our client, a leading institutional asset manager, is looking for a VP to join its Compliance team in London, UK. The role presents a fantastic opportunity for an individual with relevant investment management compliance advisory experience to join an already existing team of compliance professionals which provides advice to the various business divisions of the firm. This role will provide advisory support to the Fixed Income and Equities businesses.

Key Duties

  • Contributing to the provision of Compliance support to the Fixed Income and Equities businesses

  • Coordinating with portfolio managers and investment staff to ensure the firm's Compliance policies are met

  • Providing advice on the anticipation and response to various regulatory developments

  • Delivering effective training programs to the business

  • Leading the Compliance team's participation in business-aligned projects, including regulatory developments

  • Supervising new business initiatives


Your Profile

  • Minimum 7 years' experience within the investment management industry or an investment bank within Compliance

  • Expert familiarity with the FCA Handbook and regulatory regimes is essential

  • Exposure to dealing with wall crossing requests and market soundings would be preferred

  • Ability to provide accurate and timely advice

  • Demonstrated ability to provide high standards of specialised accuracy

  • The capacity to deliver solutions-driven alternatives

  • Excellent organisational skills and adherence to strict deadlines

  • The capability to cooperate both within the Compliance team and across the business' other functions

About Rutherford

Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.


Remote Working

We are currently looking for regionally-located compliance professionals from the following areas who would be interested in working for London firms on an interim WFH basis: Kent, East Sussex, Essex, Cambridgeshire, Suffolk, Bedfordshire, Buckinghamshire, Hertfordshire, Oxfordshire, Berkshire, Wiltshire, Surrey or Hampshire.

We are also interested in hearing from candidates in Manchester, Birmingham, Oxford, Winchester and Salisbury.