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Vice President - Compliance Advisory

  • Location:

    City of London

  • Sector:


  • Job type:


  • Contact:

    Jackson Baker

  • Contact email:

  • Contact phone:

    0207 870 7409

  • Job ref:


  • Published:

    about 1 month ago

  • Expiry date:


​​​Our Client

Our client, a leading institutional asset manager, is currently seeking a Vice President – Compliance Advisory to join its Legal & Compliance team in London, UK. The role presents a fantastic opportunity to join an already existing team of compliance and legal professionals which provides advice to the various business divisions of the firm.

As Compliance Advisory Officer, you will be supporting the delivery of internally and externally driven change and regulatory initiatives across the function. You will also apply strong project and change management practices to ensure high standards at all times.

Key Duties

Duties will include, but are not limited to:

  • Identify, along with the business partners, the scope and impact of any regulatory change on the firm's processes

  • Advise the business on control frameworks required to ensure ongoing regulatory compliance

  • Provide support in the creation and maintenance of compliance policies and documented guidance

  • Support in process improvements and efficiencies across EMEA Compliance all whilst leveraging the right technology for the firm

Your Profile

  • A minimum of 5 years' experience in Compliance, Legal, Audit, Change Management or Technology, ideally within the asset management or investment banking industries

  • A university degree or equivalent

  • Demonstrable track record in designing, managing and delivering strategic and complex regulatory change programs

  • Expertise and knowledge of the current UK - and EU - regulatory landscape

  • Strong stakeholder engagement

About Rutherford

Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.

Remote Working

We are currently looking for regionally-located Compliance professionals from across the United Kingdom who would be interested in working for London firms on an interim WFH basis: Kent, East Sussex, Essex, Cambridgeshire, Suffolk, Bedfordshire, Buckinghamshire, Hertfordshire, Oxfordshire, Berkshire, Wiltshire, Surrey or Hampshire.

We are also interested in hearing from candidates in Manchester, Birmingham, Oxford, Winchester and Salisbury.