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Vice President, Compliance

  • Location:

    New York

  • Sector:

    Compliance

  • Job type:

    Permanent

  • Salary:

    $200,000 - $220,000

  • Contact:

    Lucy Phillips

  • Contact email:

    lucy@rutherfordsearch.com

  • Contact phone:

    +1 332 256 0130

  • Job ref:

    PHL35919_1

  • Published:

    about 1 month ago

  • Expiry date:

    2024-04-06

Our Client

Rutherford has been exclusively mandated on a compliance search for a multi-strategy hedge fund ($10bn AUM). They invest across a range of discretionary and systematic trading methods, including l/s and macro. The 'Vice President' will act as the deputy in the New York compliance team, covering a range of business-aligned responsibilities.

Main Duties

Your responsibilities will include, but are not limited to:

  • Provide day-to-day regulatory advice to investment and trading teams.

  • Act as a key advisor on trading related matters, escalating matters where appropriate.

  • Head global regulatory initiatives and project

  • Assist with code-of-ethics and compliance monitoring, including trade surveillance.

  • Design and implement new compliance systems and controls to better enhance the efficiencies within the team.

  • Help manage and mentor compliance team members.

Your Profile

  • 5 - 8+ years compliance experience, ideally from a hedge fund.

  • Regulatory knowledge across SEC, NFA and CFTC.

Compensation package includes basic salary (range of $200,000 - $220,000), demonstrable bonus, benefits, etc

For more information, please get in touch with Lucy Phillips.
Email: lucy@rutherfordsearch.com
Phone: +1 332 256 0130
ReferenceCode: 35919

About Rutherford
Rutherford is a boutique search firm located in London. Our consultants are specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing services across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.