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Trading Advisory Compliance Director

  • Location:

    City of London

  • Sector:

    Compliance

  • Job type:

    Permanent

  • Contact:

    Jonathan Skerrett

  • Contact email:

    jonathan@rutherfordsearch.com

  • Contact phone:

    0207 870 1019

  • Job ref:

    SKJ11189

  • Published:

    22 days ago

  • Expiry date:

    2021-05-16

​Our Client

Our client, a leading commodities hedge fund, is seeking a senior Compliance Officer (in a non-SMF16 capacity) to join its fast-paced and dynamic environment.

This position will report into the Head of Compliance.

Main Duties

  • Trading Advisory Compliance

    • Commodities

    • Derivatives, Credit, Convertible bonds

    • OTC

  • Willingness to grow and develop to provide cross-product support

  • MNPI

  • Conflicts Management

Your Profile

  • Extensive commodities Advisory Compliance experience from a markets team at an investment bank, broker dealer or hedge fund

  • Experience dealing with trading related enquiries

  • MNPI exposure

  • 7-10+ years of compliance experience

  • Desire to learn and be challenged

About Rutherford

Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance, financial crime, legal and cyber security recruitment, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.