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Senior Regulatory Lead

  • Location:

    New York

  • Sector:

    Compliance

  • Job type:

    Permanent

  • Contact:

    Octavian Donnelly

  • Contact email:

    octavian@rutherfordsearch.com

  • Contact phone:

    020 3778 0874

  • Job ref:

    DOO11554_3

  • Published:

    26 days ago

  • Expiry date:

    2022-08-14

​Our Client

Our client, a leading RegTech company focused on providing cutting edge solutions to the market monitoring in excess of $10 trillion in assets under management, is currently seeking a Senior Regulatory Lead to join their rapidly growing New York team, who are at the cross section of technology and financial services regulation.

Main Duties

Key responsibilities for this position will include, but are not limited to:

  • Lead on client interactions focused on regulatory issues – 13D, 13F and 13G

  • Liaise with the UK and US teams to express complex financial regulation into a domain-specific rule language.

  • Act as a senior expert to junior members and a coordinator for regulatory outreach and regulator contacts.

  • Implement changes - business enhancements or BAU

  • Support product in evaluating and prioritizing new functionality, provide a detailed understanding of our current functionality, and research new product enhancements or other discovery work.

  • Support client implementations with significant regulatory complexity and advise on regulatory interpretation.

Your Profile

  • Legal or STEM undergraduate degree

  • 3-5 years’ experience in a regulator, fintech, SaaS, corporate finance or regtech Role

  • In-depth subject matter expertise around Shareholding Disclosure regulations (SEC)

  • Minimum of strong SQL skills and good coding skills

For more information about this position, please get in touch with Octavian Donnelly.
Email: octavian@rutherfordsearch.com
Phone: 020 3778 0874
Reference Code: 11554

About Rutherford
Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.