Back to job search

Senior Guideline Monitoring Officer

  • Location:


  • Sector:


  • Job type:


  • Contact:

    Jack Merriott

  • Contact email:

  • Contact phone:

    020 3778 0846

  • Job ref:


  • Published:

    22 days ago

  • Expiry date:


​Our Client

Our client, a leading British asset manager, is looking for a Senior Guideline Monitoring Professional to join their London team.

The ideal candidate will have some coding experience, preferably within a financial institution, as well as experience of pre and post-trade monitoring.

Main Duties

Key responsibilities for this position will include, but are not limited to:

  • Coding and testing of investment guidelines in the monitoring system

  • Daily pre and post trade monitoring across portfolios and managing breaches.

  • Liaison with the front office and fund managers.

  • Work closely with the regulatory reporting team.​​

Your Profile

  • Experience with guideline monitoring or coding

  • Aladdin experience a plus

  • Previous experience of asset management

  • Able to liaise and engage with stakeholders, management and front office staff

For more information about this position, please get in touch with Jack Merriott.
Phone: 020 3778 0846
Reference Code: 11559

About Rutherford
Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area. ​