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Senior Compliance Officer

  • Location:

    London

  • Sector:

    Compliance

  • Job type:

    Permanent

  • Contact:

    Tevia Kretzmer

  • Contact email:

    tevia@rutherfordsearch.com

  • Contact phone:

    02071830545

  • Job ref:

    KRT35998

  • Published:

    about 1 month ago

  • Expiry date:

    2024-04-06

Our client

Rutherford have been mandated on a fantastic opportunity to join our global hedge fund client’s Compliance team, who are responsible for providing compliance oversight of the firm’s operations. 

 

Responsibilities

Main duties for this position will include, but are not limited to:

  • Taking a lead role in reviewing marketing communications across all business lines and products for global distribution.

  • Collaborating closely with the US team on approving marketing material being distributed to a global audience. 

  • Advising the business on KIDs 

  • Managing two junior members of the marketing compliance team. 

  • Leading in identifying and implementing upcoming regulations relevant to marketing material and communications. 

  • Providing training to all business teams in how to be compliant when producing and publishing marketing material. 

  • Appraising corporate press statements a acting as a contact for the communications team. 

 

Key Skills & Experience

  • University degree or equivalent

  • 5+ year’s experience in a similar role within a buy side financial services firm.

  • Strong experience in understanding the evolving regulatory requirements relating to the marketing and distribution of products and services

For more information about this position, please get in touch with Tevia Kretzmer.
Email: tevia@rutherfordsearch.com
Phone: 020 7183 0545
ReferenceCode: 35998