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Senior Compliance Officer

  • Location:

    London

  • Sector:

    Compliance

  • Contact:

    Tevia Kretzmer

  • Contact email:

    tevia@rutherfordsearch.com

  • Contact phone:

    020 3778 0852

  • Job ref:

    KRT11948

  • Published:

    9 months ago

  • Expiry date:

    2023-10-12

​Our Client

Rutherford has been mandated on a fantastic opportunity for a Senior Compliance Officer to join our global hedge fund client’s London team, reporting into the Head of Legal of Compliance.

Main Duties

Key responsibilities for this position will include, but are not limited to:

  • Providing advice to portfolio managers, traders and other employees within the business.

  • Acting as the point of contact for the business when liaising with the regulator

  • Identifying and processing any forthcoming regulatory developments that would have an impact on the business.

  • Assisting the Head of Legal and Compliance with the firm’s money laundering obligations.

  • Communicating effectively and concisely with the wider management on compliance related matters.

  • Enhancing compliance policies and processes to minimise regulatory risk.

  • Evaluate third-party vendors and service providers for compliance with regulations and policies.

  • Facilitating new joiner training and assisting in developing the wider compliance team.

  • Leading and coordinating ad-hoc project related work ensuring efficient delivery.

Your Profile

  • 5+ years relevant experience within the investment management industry.

  • Strong academic record – a degree in finance or law would be advantageous.

  • Ability to make accurate and well informed decisions.

For more information about this position, please get in touch with Tevia Kretzmer.
Email: tevia@rutherfordsearch.com
Phone: 020 3778 0852
Reference Code: 11948


About Rutherford
Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom, New York and China. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.