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Senior Compliance Officer

  • Location:


  • Sector:


  • Job type:


  • Contact:

    Jack Merriott

  • Contact email:

  • Contact phone:

    020 3778 0846

  • Job ref:


  • Published:

    about 1 month ago

  • Expiry date:


​Our Client

Our client, a multi-strategy quant hedge fund, is currently seeking a Senior Compliance Officer for its London office. The firm operates a hybrid model and wil offer a market-led salary and package for the successful candidate.

Main Duties

Key responsibilities for this position will include, but are not limited to:

  • Lead on assessments of global compliance policies in line with the changing regulatory environment.

  • Assist with fund launches & product re-structuring.

  • Advise on MiFID II controls and processes.

  • Advise on quantitative preparedness and on regulatory developments.

  • Oversight and development of alternative data onboarding.

  • Assist with regional compliance programs.

  • Development of the global trade surveillance process.

  • Develop and report on metrics relating to the monitoring program to senior management.

  • Coordinate responses to the regulators.

Your Profile

  • Strong knowledge of financial products and global regulations.

  • Advisory experience a plus.

  • Experience responding to and liaising with regulators.

  • Knowledge of the MS Office systems, as well as in-house systems.

  • Detail orientated and strong communication skills.

For more information about this position, please get in touch with Jack Merriott.
Phone: 020 3778 0846
Reference Code: 11549

About Rutherford
Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance, financial crime, legal and cyber security recruitment, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.