Rutherford has been mandated by a global hedge fund on an excellent opportunity, for a Senior Compliance Manager to join their London office, reporting to the firm’s Director of Compliance.
Key responsibilities for this position will include, but are not limited to:
To develop and execute the firm’s compliance program to deliver thematic reviews and spearhead regulatory projects.
Facilitating trade monitoring and surveillance, trade and transaction reporting
Conduct gap analysis and annual compliance reviews
Assist with performing regulatory horizon scanning
Day to day compliance activities including onboarding, compliance trainings and Personal Account Dealing reviews
Experience with trade and non-trade related compliance matters
Strong understanding of different types of financial instruments (equities, macro and credit)
Knowledge of insider dealing rules and regulations
The ability to work closely with other departments including investment staff, operations, accounting and marketing
Ability to work and excel in a high intensity environment
Strong knowledge of FCA and EU trading rules required, preferably someone who has sat on or worked closely with a trading desk
Education & Training
7-10+ years of Compliance experience
3 year Bachelor’s degree
For more information about this position, please get in touch with Tevia Kretzmer.
Phone: 020 3778 0852
Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.