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Senior Advisory Compliance Officer

  • Location:

    City of London

  • Sector:


  • Job type:


  • Contact:

    Jack Merriott

  • Contact email:

  • Contact phone:

    020 3778 0846

  • Job ref:


  • Published:

    about 1 month ago

  • Expiry date:


Our Client

Our client, a leading multi-national Asset Management company, are looking for a Senior Advisory Compliance Officer to join their team in London.

Main Duties

Key responsibilities for this position will include, but are not limited to:

  • Advise across the business on regulatory risks and development, fund eligibility and new product launches.

  • Interpreting and advising on UCITS guidelines.

  • Direct liaison with portfolio managers and investment staff on regulatory frameworks.

  • Assist with the development of junior members of the team.

Your Profile

  • Minimum of 6 years relevant experience.

  • Knowledge of UCITS, MiFID and AIFMD requirements.

  • Familiarity with the FCA handbook and further investment management regimes.

  • Highly effective communication skills.

For more information about this position, please get in touch with Jack Merriott.
Phone: 020 3778 0846
Reference Code: 11494

About Rutherford

Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.