Our client, a leading law firm, is currently growing its new regulatory consulting arm and now has a key vacancy for a Regulatory Assistant Manager to join the business. This role will directly support the Director and Partner in providing exceptional regulatory advice to clients in financial services, including insurers, consumer lending firms, payment firms, banks, fund managers, asset managers and wealth managers. Expertise spans across regulatory change, conduct, assurance, governance and board effectiveness reviews, s166 reviews and redress and remediation.
This is a really exciting time to join the practice as they are at early stages of their development which will entail a huge amount of influence, autonomy and exposure to a wide range of clients.
Key responsibilities for this position will include, but are not limited to:
Supporting on a wide range of regulatory projects
Providing high quality regulatory advice
Keeping abreast of regulatory changes and the impact on clients
Market research and attending client events
Developing a strong internal and external network
Achievement of individual and team targets
Developing training materials
2+ years of compliance experience in financial services, legal practice or consultancy
Willingness to learn governance and conduct issues in relation to insurance, funds, banking, wealth management, asset management, payments, etc.
Good understanding of the FCA handbook and the legislative and regulatory environment
Ability to work on a variety of projects
Strong communication and interpersonal skills
Analytical and technical
Salary: circa £55,000 + an excellent benefits package. There is also considerable flexibility with only 2 days required in the London-based office.
For more information about this position, please get in touch with Georgina Housden.
Phone: 020 3778 1252
Reference Code: 11175
Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully-curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance agency in London for a decade and are excited about bringing our expanded offering into the technology area.