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Marketing Compliance Officer

  • Location:


  • Sector:


  • Job type:


  • Contact:

    Oisin O'Regan Doherty

  • Contact email:

  • Contact phone:

    020 3778 0309

  • Job ref:


  • Published:

    over 1 year ago

  • Expiry date:


​Our Client

Our client, a leading alternative asset management firm, is currently looking for a Marketing Compliance Officer to join its team in London. This role will have coverage of a range of products and jurisdictions.

Main Duties

Key responsibilities for this position will include, but are not limited to:

  • Taking a hands on role in signing off marketing communications and coordinating the sign-off of marketing communications across all product types for global distribution

  • Reviewing KIIDs/KIDs, offering documentation and other regulatory communications

  • Providing support in the identification, analysis, implementation and monitoring of regulatory initiatives relevant to sales, distribution and marketing

  • Supporting the broader Distribution Compliance Team to ensure that appropriate advice, assistance and training is provided to sales and marketing teams globally (ex-NA)

  • Completion and development of the global compliance monitoring program for sales, distribution and marketing

  • Support the development of policies and guidance to ensure the firm has the necessary tools to produce compliance marketing materials

Your Profile

  • Educated to degree level or equivalent, ideally in a Compliance/Legal related subject

  • Background and understanding of the asset management industry would be beneficial

  • MiFID, AIFMD, UCITS and PRIIPs experience preferable

For more information about this position, please get in touch with Oisin O'Regan Doherty.
Phone: 020 3778 0309
Reference Code: 11582

About Rutherford
Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks, and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.