On the behalf of a leading buy-side asset management client, Rutherford is looking to speak to graduates or junior Marketing Compliance professionals.
Key responsibilities for this position will include, but are not limited to:
To join the firm’s compliance team, which provides oversight on the business’ compliance with relevant rules and regulations.
Taking a hands on role in signing off marketing communications, and coordinating the sign off of these communications for global distribution
Reviewing KIIDs/KIDs and other regulatory communications
Actively supporting the team with the identification, analysis, implementation and monitoring of regulatory initiatives in relation to sales, marketing and distribution
Ensuring that the proper advice, assistance and training is being provided to the firm’s global sales and marketing staff members
Completing and developing the global compliance monitoring program for marketing, sales and distribution
Supporting the development of policies which will ensure that the business has the appropriate tools to generate compliance marketing materials
Educated to a degree level, ideally in a compliance and/or level related subject
Previous experience in the asset management industry would be preferred, but not essential
Experience with MiFID, AIFMD, UCITS and PRIIPs desirable, though not required
Track record in working within a regulated environment
For more information about this position, please get in touch with Jack Merriott.
Phone: 020 3778 0309
Reference Code: 11261
Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.