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Legal and Compliance Vice-President

  • Location:

    London

  • Sector:

    In-house Legal

  • Contact:

    Jonathan Skerrett

  • Contact email:

    jonathan@rutherfordsearch.com

  • Contact phone:

    020 3778 0981

  • Job ref:

    SKJ35763

  • Published:

    9 months ago

  • Expiry date:

    2023-12-01

​Our Client

Our client, a prominent global private equity firm, is actively seeking an accomplished professional to join their Legal & Compliance team in a pivotal Regulatory Change Manager role.

This is a fantastic opportunity to lead the Regulatory Change Management program of a pre-eminent firm, alongside the firm's compliance and legal teams. The core purpose of this position is to identify, analyse and respond to to new regulations in the EMEA region.

Main Duties

Key responsibilities for this position will include, but are not limited to:

  • Establish and maintain a centralised repository for tracking regulatory updates.

  • Provide oversight on regulatory changes, advise business units, and guide compliance officers from the firm's European offices on EMEA financial services law.

  • Take the lead on projects or support as a subject matter expert for new regulations.

  • Design and produce management reports for regulatory change stakeholders and the compliance management team.

  • Be the go-to expert on regulatory management for senior stakeholders and team members.

  • Lead or support the firm's engagement in policy papers and consultation processes.

  • Explore automated regulation change feeds and market applications.

  • Contribute to new licensing applications in EMEA, including policy and reporting framework development for the Core Compliance team.

Your Profile

  • 6- 10 years of relevant experience, specifically of sitting in a compliance position within a fast-paced environment

  • Strong knowledge of European regulations, including AIFMD, SFDR, MAR, MIFID, FCA Handbook

For more information about this position, please get in touch with Jonathan Skerrett.
Email: jonathan@rutherfordsearch.com
Phone: 020 3778 0891
ReferenceCode: 35763

About Rutherford
Rutherford is a boutique search firm located in London. Our consultants are executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.