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Investment Control Analyst

  • Location:

    City of London

  • Sector:

    Compliance

  • Job type:

    Permanent

  • Contact:

    Jack Merriott

  • Contact email:

    jack@rutherfordsearch.com

  • Contact phone:

    020 3778 0309

  • Job ref:

    MEJ11347

  • Published:

    30 days ago

  • Expiry date:

    2021-12-07

​Our Client

Our client, a renowned multi-strategy asset manager, is currently looking for an Investment Control Analyst to join its London office.

The purpose of the role will be to oversee the firm's investment activities whilst using a risk-based approach. The successful candidate will ensure that the firm is being undertaken in compliance with relevant regulations, IMAs and internal policies and procedures.

Main Duties

This position mostly focuses on portfolio adherence and front office advisory. Key responsibilities for the role will include, but are not limited to:

  • When required, managing CRIMS’ daily portfolio, pre and post trade alerts

  • Onboarding new funds with a particular focus on negotiating clear investment guidelines

  • Managing the firm’s Charles Rivers library, guideline coding and periodic reviews

  • Providing assistance when needed in the development and maintenance of control procedures

  • Providing practical guidance of global regulatory investment restrictions

  • Providing advice on the resolution of investment guideline breaches as well as trading issues

  • Advising the firm’s investment teams on how to strengthen controls

  • Supporting the Investment Control Manager in designing and implementing the firm’s investment control strategy and framework

  • Preparing periodic management reports

Your Profile

  • Knowledge of fixed income and derivatives

  • Financial regulatory knowledge such as Luxembourg UCITS would be beneficial

  • Familiarity with investment guidelines

  • The ability to interpret fund restrictions for monitoring purposes

  • Previous experience in coding investment guidelines for fixed income portfolios

For more information about this position, please get in touch with Jack Merriott.
Email: jack@rutherfordsearch.com
Phone: 020 3778 0309
Reference Code: 11347

About Rutherford

Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.