Our Client
Our client, a leading global investment management firm, is looking for a Head of Alternatives Advisory (Director) for its London office. As the Director of Alternatives Advisory, you will lead a team of two compliance professionals.
Key Duties
Main duties will include, but are not limited to;
Provide compliance advisory support to all business unites within alternatives
Provide advice on new business initiatives
Ensure timely advice and support on compliance matters is given when it comes to business projects
Connect and liaise with relevant parties on specific regulatory matters, and ensure consistency of best practices globally
Work on a lead specific compliance projects and initiatives, as required
Lead compliance participation in any business-driven project
Actively contribute to compliance reporting documents for senior management and corporate board
Design and delivery regulatory training to members of staff
Advise the firm on the anticipation and impact of new regulations to the business
Your Profile
A minimum of 10 years' experience within a control function, ideally within the asset management sector or investment banking, within the compliance or legal department
Experience in supporting investment teams operating within both the public and private markets ideal, though not essential
Strong familiarity with the regulatory environment and a true desire to constantly develop such knowledge
For more information about this position, please get in touch with Jackson Baker.
Email: jackson@rutherfordsearch.com
Phone: 0207 870 7409
About Rutherford
Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.
Remote Working
We are currently looking for regionally-located Compliance professionals from the following areas who would be interested in working for London firms on an interim WFH basis: Kent, East Sussex, Essex, Cambridgeshire, Suffolk, Bedfordshire, Buckinghamshire, Hertfordshire, Oxfordshire, Berkshire, Wiltshire, Surrey or Hampshire.
We are also interested in hearing from candidates in Manchester, Birmingham, Oxford, Winchester and Salisbury.